Plan Sponsor Resources

Sample Forms

• Plan Sponsor Agreement: This agreement authorizes AutoRollovers to establish IRAs on behalf of your Plan Participants. This must be signed by a named fiduciary, prior to remitting any rollovers to us. The linked document is a SAMPLE, only.  For a useable form, please e-mail [email protected].
• IRA Rollover Form: This form must be completed and signed for each IRA rollover being remitted. The completed form should accompany or precede any remittance of rollover funds.
• IRA Accountholder Agreement: The IRA Disclosure and Custodial Agreement, as referenced in the Plan Sponsor Agreement. This document describes the terms of the IRA, which are enforceable by the accountholder.

For Reference

• IRA Account Funding Instructions: Detailed funding instructions for sending IRA rollover proceeds to AutoRollovers.
• Participant Welcome Letter – BPAS sends this to all new AutoRollovers IRA account holders upon account opening.

Example Language

• Sample Participant Disclosure Language: This language is provided as an example of disclosure that should be incorporated into your distribution paperwork.
• Sample SMM: For your reference, should it be needed.